Appendix V Functional Configuration Audit (FCA) Checklist

Requirements

Yes

No

NA

1. Facilities for conducting FCA available

1. Audit Team members have been identified and informed of audit

1. Audit Team members are aware of their responsibilities

1. General Requirements Specification (GRS) or all of the following two documents: Software Requirements Specification (SRS), System Specification (SS)

1. Waiver or Deviation list prepared

1. Verification Test Procedures submitted (test transactions)

1. Verification Test Procedures reviewed and approved (test transactions)

1. Verification Testing completed and results available (System Qualification Test)

1. Verification Test data and results reviewed and approved

1. Test Results submitted (if available or applicable )

1. Verification Testing witnessed

1. Test Readiness Review I and II (TRR I and TRR II) completed

1. Test Readiness Review I and II (TRR I and TRR II) minutes and open action items from past reviews available

1. Copy of baseline and database change requests with their associated status accounting records along with all design (Problem Reports and Deficiency Reports [PRs and DRs], etc.) provided

1. Other inputs as specified by the functional requirements and planning documents (i.e., ORD, RTM)

Signature of FCA Team Members:

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Date:

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Check one:

o Results reviewed satisfy the requirements and are accepted (see attached comments).

o Results reviewed do not satisfy requirements (see attached comments and list of deficiencies).

Approved by: ________________________________________________ Date: ____________________